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Investment managers and funds in Birmingham, AL

24 SEC-registered investment managers and 262 SEC-reporting funds give Birmingham, AL as their filing address in public Form ADV and Form D filings.

Funds by type

Service providers named by funds in Birmingham, AL

Named in filings, listed alphabetically, up to eight per category. No ranking or endorsement is implied.

Broker-dealers

BTIG, Charles Schwab, Interactive Brokers, J.P. Morgan, Marex, Morgan Stanley, Northern Trust Company, StoneX

Fund administrators

4Pines Fund Services, LLC, Carta, FAIRVIEW INVESTMENT ADMINISTRATION, LLC, GLOBAL TRUST COMPANY, ML GRIFFITH CPA, LLC, NATIONAL ADVISORS TRUST COMPANY, FSB, SS&C, STRATEGIC FUND SERVICES

Custodians

ARLINGTON TRUST COMPANY, LLC, Bank of America, Charles Schwab, COMMERCEONE, HINSDALE BANK & TRUST COMPANY, N.A., OAKWORTH CAPITAL BANK, Pershing, SERVISFIRST BANK

Auditors

Cohen & Company Ltd., DIPIAZZA LAROCCA HEETER & CO., LLC, KPMG LLP, Plante Moran, PricewaterhouseCoopers LLP, Richey May & Co. LLP, RSM US LLP, WARREN AVERETT, LLC

About this data

All figures on this page are counts drawn from public SEC filings (Form ADV and Form D) and are shown as filed. Provider names are the appointments named in those filings. ALTALLO does not verify, rank or endorse any firm, and ALTALLO is not affiliated with, endorsed by, or acting on behalf of the SEC or any filing entity.

ALTALLO is a discovery platform where technology and service providers and investment managers find each other and connect.

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