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Investment managers and funds in Lexington, KY

4 SEC-registered investment managers and 28 SEC-reporting funds give Lexington, KY as their filing address in public Form ADV and Form D filings.

Funds by type

Service providers named by funds in Lexington, KY

Named in filings, listed alphabetically, up to eight per category. No ranking or endorsement is implied.

Broker-dealers

BREAN CAPITAL, LLC, Charles Schwab, HOVDE GROUP, LLC, Interactive Brokers, J.P. Morgan, Raymond James, WILLIAM BLAIR

Auditors

A3T S.A., Cherry Bekaert LLP, CohnReznick LLP, CROWE LLP, ELLIOT DAVIS LLC, KPMG LLP

Custodians

BMO HARRIS BANK N.A., Charles Schwab, Interactive Brokers, Raymond James, TRADITIONAL BANK

Fund administrators

Apex Group, Trident Fund Services

About this data

All figures on this page are counts drawn from public SEC filings (Form ADV and Form D) and are shown as filed. Provider names are the appointments named in those filings. ALTALLO does not verify, rank or endorse any firm, and ALTALLO is not affiliated with, endorsed by, or acting on behalf of the SEC or any filing entity.

ALTALLO is a discovery platform where technology and service providers and investment managers find each other and connect.

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