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Investment managers and funds in New York, NY

1,972 SEC-registered investment managers and 43,770 SEC-reporting funds give New York, NY as their filing address in public Form ADV and Form D filings.

Funds by type

Service providers named by funds in New York, NY

Named in filings, listed alphabetically, up to eight per category. No ranking or endorsement is implied.

Broker-dealers

Bank of America, Barclays, Citi, Deutsche Bank, Goldman Sachs, J.P. Morgan, Morgan Stanley, UBS

Custodians

Bank of America, BNY Mellon, Citi, Goldman Sachs, J.P. Morgan, Morgan Stanley, State Street Bank and Trust Company, U.S. Bank National Association

Auditors

BDO USA, CohnReznick LLP, Deloitte & Touche LLP, EisnerAmper LLP, Ernst & Young LLP, KPMG LLP, PricewaterhouseCoopers LLP, RSM US LLP

Placement agents and marketers

BLACKSTONE INC., Citi, CORIENT, IEQ CAPITAL, LLC, J.P. MORGAN PRIVATE WEALTH ADVISORS LLC, MONETA GROUP INVESTMENT ADVISORS, LLC, Morgan Stanley, UBS

Fund administrators

Apex Group, BNY Mellon, Citco Fund Services, Gen II Fund Services, LLC, J.P. Morgan, SEI Global Services, Inc., SS&C, State Street Bank and Trust Company

About this data

All figures on this page are counts drawn from public SEC filings (Form ADV and Form D) and are shown as filed. Provider names are the appointments named in those filings. ALTALLO does not verify, rank or endorse any firm, and ALTALLO is not affiliated with, endorsed by, or acting on behalf of the SEC or any filing entity.

ALTALLO is a discovery platform where technology and service providers and investment managers find each other and connect.

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