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Investment managers and funds in Newport Beach, CA

41 SEC-registered investment managers and 877 SEC-reporting funds give Newport Beach, CA as their filing address in public Form ADV and Form D filings.

Funds by type

Service providers named by funds in Newport Beach, CA

Named in filings, listed alphabetically, up to eight per category. No ranking or endorsement is implied.

Fund administrators

CSC Global Financial Markets, DKH SERVICES, LLC, Northern Trust Company, Pershing, SEI Global Services, Inc., SEI Investments Global Funds Services, Standish Management, LLC, State Street Bank and Trust Company

Auditors

Baker Tilly US, LLP, CohnReznick LLP, Deloitte & Touche LLP, Ernst & Young LLP, Frank, Rimerman + Co. LLP, KPMG LLP, PricewaterhouseCoopers LLP, Weaver and Tidwell LLP

Placement agents and marketers

Citi, CITI PRIVATE ADVISORY, LLC, CITI PRIVATE ALTERNATIVES, LLC, COMPASS GROUP GLOBAL ADVISORS S.A., COMPASS GROUP HOLDINGS S.A., Morgan Stanley, PIMCO INVESTMENTS LLC, RBC Capital Markets

Custodians

BMO BANK N.A., Carta, Citi, Morgan Stanley, Pershing, Silicon Valley Bank, State Street Bank and Trust Company, Wells Fargo

Broker-dealers

Bank of America, Charles Schwab, Credit Suisse, Goldman Sachs, Jefferies, Morgan Stanley, Pershing, UBS

About this data

All figures on this page are counts drawn from public SEC filings (Form ADV and Form D) and are shown as filed. Provider names are the appointments named in those filings. ALTALLO does not verify, rank or endorse any firm, and ALTALLO is not affiliated with, endorsed by, or acting on behalf of the SEC or any filing entity.

ALTALLO is a discovery platform where technology and service providers and investment managers find each other and connect.

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