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Investment managers and funds in Santa Barbara, CA

11 SEC-registered investment managers and 83 SEC-reporting funds give Santa Barbara, CA as their filing address in public Form ADV and Form D filings.

Funds by type

Service providers named by funds in Santa Barbara, CA

Named in filings, listed alphabetically, up to eight per category. No ranking or endorsement is implied.

Broker-dealers

Interactive Brokers, Marex

Auditors

Baker Tilly US, LLP, BDO USA, BERKOWER LLC, CohnReznick LLP, EisnerAmper LLP, KPMG LLP, LAVINE, LOFGREN, MORRIS & ENGELBERG, LLP, Weaver and Tidwell LLP

Fund administrators

Aduro Advisors, LLC, Carta, Gen II Fund Services, LLC, INSIGNIA ACCOUNTING CORP., IQ-EQ, NAV Consulting, SS&C, Sydecar, LLC

Custodians

Bank of America, Charles Schwab, Citizens Bank, N.A., CITY NATIONAL BANK, FIRST CITIZENS INVESTOR SERVICES, INC., GRASSHOPPER BANK, Interactive Brokers, J.P. Morgan

About this data

All figures on this page are counts drawn from public SEC filings (Form ADV and Form D) and are shown as filed. Provider names are the appointments named in those filings. ALTALLO does not verify, rank or endorse any firm, and ALTALLO is not affiliated with, endorsed by, or acting on behalf of the SEC or any filing entity.

ALTALLO is a discovery platform where technology and service providers and investment managers find each other and connect.

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