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Investment managers and funds in Scottsdale, AZ

23 SEC-registered investment managers and 148 SEC-reporting funds give Scottsdale, AZ as their filing address in public Form ADV and Form D filings.

Funds by type

Service providers named by funds in Scottsdale, AZ

Named in filings, listed alphabetically, up to eight per category. No ranking or endorsement is implied.

Custodians

Bank of America, BANKERS TRUST COMPANY, Charles Schwab, EQUITY TRUST COMPANY, J.P. Morgan, NATIONAL ADVISORS TRUST COMPANY, Silicon Valley Bank, U.S. Bank National Association

Broker-dealers

B. RILEY SECURITIES, INC., CRAIG-HALLUM CAPITAL GROUP LLC, Interactive Brokers, J.P. Morgan, LAKE STREET CAPITAL MARKETS, LLC, WILLIAM BLAIR

Auditors

Baker Tilly US, LLP, Cohen & Company Ltd., Deloitte & Touche LLP, KPMG LLP, MNP LLP, PKF O'CONNOR DAVIES, LLP, RSM US LLP, WIPFLI LLP

Fund administrators

Apex Group, BTC TRUST COMPANY OF SOUTH DAKOTA, Carta, NAV Consulting, RED CEDAR ADVISORY SERVICES, SEI Global Services, Inc., SS&C, Standish Management, LLC

About this data

All figures on this page are counts drawn from public SEC filings (Form ADV and Form D) and are shown as filed. Provider names are the appointments named in those filings. ALTALLO does not verify, rank or endorse any firm, and ALTALLO is not affiliated with, endorsed by, or acting on behalf of the SEC or any filing entity.

ALTALLO is a discovery platform where technology and service providers and investment managers find each other and connect.

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