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Investment managers and funds in Seattle, WA

57 SEC-registered investment managers and 468 SEC-reporting funds give Seattle, WA as their filing address in public Form ADV and Form D filings.

Funds by type

Service providers named by funds in Seattle, WA

Named in filings, listed alphabetically, up to eight per category. No ranking or endorsement is implied.

Custodians

Bank of America, BNY Mellon, Computershare Trust Company, N.A., Fidelity, First Citizens Bank & Trust Company, GRASSHOPPER BANK, J.P. Morgan, Silicon Valley Bank

Fund administrators

Alter Domus, Carta, Gen II Fund Services, LLC, Northern Trust Company, SEI Global Services, Inc., SS&C, Standish Management, LLC, UNITUS CAPITAL FOUNDERS

Placement agents and marketers

BLD HOLDINGS, INC., EMERSON EQUITY LLC, GUGGENHEIM SECURITIES, LLC, SPENCER CLARKE LLC

Auditors

Baker Tilly US, LLP, Deloitte & Touche LLP, Ernst & Young LLP, Frank, Rimerman + Co. LLP, NOVOGRADAC & COMPANY, LLP, PricewaterhouseCoopers LLP, R.G.N PRICE & CO., CHARTERED, Sensiba LLP

Broker-dealers

BNP Paribas, BTIG, Charles Schwab, Goldman Sachs, HSBC, Interactive Brokers, J.P. Morgan, Morgan Stanley

About this data

All figures on this page are counts drawn from public SEC filings (Form ADV and Form D) and are shown as filed. Provider names are the appointments named in those filings. ALTALLO does not verify, rank or endorse any firm, and ALTALLO is not affiliated with, endorsed by, or acting on behalf of the SEC or any filing entity.

ALTALLO is a discovery platform where technology and service providers and investment managers find each other and connect.

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