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Investment managers and funds in Shanghai, China

18 SEC-registered investment managers and 47 SEC-reporting funds give Shanghai, China as their filing address in public Form ADV and Form D filings.

Funds by type

Service providers named by funds in Shanghai, China

Named in filings, listed alphabetically, up to eight per category. No ranking or endorsement is implied.

Broker-dealers

CHINA INTERNATIONAL CAPITAL CORPORATION HK SECURITIES LTD, Interactive Brokers, TIGER BROKERS (NZ) LIMITED

Auditors

Deloitte & Touche LLP, Ernst & Young LLP, KPMG LLP, PricewaterhouseCoopers LLP, Spicer Jeffries LLP

Fund administrators

Apex Group, Harmonic Fund Services, Langham Hall, Linnovate Partners, Maples Group, NAV Consulting, SS&C, State Street Bank and Trust Company

Custodians

BANK OF CHINA, BNP Paribas Securities (Asia) Limited, DBS BANK LIMITED, HONG KONG BRANCH, EAST WEST BANK, First Citizens Bank & Trust Company, HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED, Interactive Brokers, Silicon Valley Bank

About this data

All figures on this page are counts drawn from public SEC filings (Form ADV and Form D) and are shown as filed. Provider names are the appointments named in those filings. ALTALLO does not verify, rank or endorse any firm, and ALTALLO is not affiliated with, endorsed by, or acting on behalf of the SEC or any filing entity.

ALTALLO is a discovery platform where technology and service providers and investment managers find each other and connect.

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