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Investment managers and funds in Toronto, Ontario, Canada

56 SEC-registered investment managers and 967 SEC-reporting funds give Toronto, Ontario, Canada as their filing address in public Form ADV and Form D filings.

Funds by type

Service providers named by funds in Toronto, Ontario, Canada

Named in filings, listed alphabetically, up to eight per category. No ranking or endorsement is implied.

Fund administrators

CACEIS, Carta, Colmore, J.P. Morgan, MUFG Fund Services, Northern Trust Company, SS&C, State Street Bank and Trust Company

Broker-dealers

Barclays, BMO Capital Markets, BNP Paribas, CIBC, J.P. Morgan, Morgan Stanley, Scotiabank, TD Securities

Placement agents and marketers

Bank of America, ECONSULT ASESORIA DE INVERSIONES, KB INVESTMENT & SECURITIES CO. LTD., LEITH WHEELER INVESTMENT COUNCIL LTD, PRIME QUADRANT CORP, SCHNEIDER DOWNS CORPORATE FINANCE, LP, SK SECURITIES CO. LTD., SK SECURITIES CO., LTD

Auditors

Baker Tilly US, LLP, Deloitte & Touche LLP, Ernst & Young LLP, Grant Thornton LLP, KPMG LLP, MNP LLP, PricewaterhouseCoopers LLP, SPICER JEFFRIES (CAYMAN)

Custodians

BMO Capital Markets, CANADIAN IMPERIAL BANK OF COMMERCE (CIBC), CIBC, CIBC Mellon Global Securities Services, J.P. Morgan, MITSUBISHI UFJ FINANCIAL GROUP, SMBC, State Street Bank and Trust Company

About this data

All figures on this page are counts drawn from public SEC filings (Form ADV and Form D) and are shown as filed. Provider names are the appointments named in those filings. ALTALLO does not verify, rank or endorse any firm, and ALTALLO is not affiliated with, endorsed by, or acting on behalf of the SEC or any filing entity.

ALTALLO is a discovery platform where technology and service providers and investment managers find each other and connect.

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